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US-NY: New York-Capital Markets Manager


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Job Title:     Capital Markets Manager
Job Location:  NY: New York
Pay Rate:      $100-150k
Job Length:    full time
Start Date:    2007-04-28

Company Name:  Salem Executive Search
Contact:       Joe Salem
Phone:         9733897858
Fax:           email only

Description:   Capital Markets Manager Securities/Compliance RTO
100k to 150k (+10k to 20k bonus)
7 to 10 years experience

Company is seeking Manager candidates to join the experienced financial services consulting team based in New York. As a Manager, you will leverage your knowledge and experience to manage the delivery of risk, technology and operations solutions to our securities industry clients. This position will focus on helping our client with regulatory and compliance issues. It will focus on regulatory reporting requirements and the supporting systems as well as the process and procedures supporting a sophisticated compliance function. You will also manage the development of proposals and support the sales and marketing efforts of the group.

The ideal candidate will be a motivated self-starter who works well independently or as part of a team. The candidate should have:

-7-10 years experience in the securities  industry - at a broker dealer organization, service provider, or an securities consulting firm
-Working knowledge of front, middle and back office systems
-Understanding in more than one of the following:
-Investment management operations
-Risk management practices and methodologies
-Regulatory issues affecting the securities industry
-Broker/Dealer Examination process and reviews
-Knowledge of SEC, NYSE and NASD Regulatory reporting requirements
-Knowledge of the sourcing for regulatory reporting data, compilation and processes
-Regulatory and compliance technologies
-A BA/BS in an analytical, IT, business or finance related field. CPA, MBA or MA/MS in finance or accounting preferred
-Project management experience including the application of standard project management methodology
-Experience managing and motivating teams of individuals
-Strong communications skills oral and written
-Willingness to travel (extensive travel may be involved)
Proficiency in Microsoft Office products, including Excel, Word, PowerPoint, Visio, Access and Project, is also required.

Please refer to Job code PC1157 when responding to this ad.

For FASTEST PROCESSING of your resume, please visit http://www.jobcircle.com/classifieds/665310.html?source=ng to apply online.

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For fastest processing of your resume, this employer asks that
you apply to this job using the URL above.
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